Tuesday, 22 September, 2026

3:21 AM

, Kuching, Sarawak

Romance of the Three Kingdoms and its strategies

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IN the past few weeks, my group of friends and I discussed Romance of the Three Kingdoms, one of the most influential classical Chinese novels written by Luo Guanzhong in the fourteenth century. 

Based on historical events that occurred during the fall of the Eastern Han Dynasty and the Three Kingdoms period (184 AD to 280 AD), the novel blended history, legend and folklore to portray the power struggles among the kingdoms of Wei, Shu and Wu. 

Beyond its compelling battles and heroic characters, the novel offered valuable insights into political leadership, diplomacy and strategic thinking, many of which continue to influence leaders today.

The story began when the Han Dynasty suffered from corruption, political instability and social unrest. The weakening of the central authority allowed powerful warlords to compete for influence and territory. 

During this period, several key leaders emerged. Liu Bei sought to restore the Han Dynasty and was known for his benevolence and concern for the people. Cao Cao became famous for his intelligence, ambition and administrative ability while Sun Quan ruled the southeastern region and later established the Kingdom of Wu.

One of the most memorable events in the novel was the Oath of the Peach Garden in which Liu Bei, Guan Yu and Zhang Fei swore brotherhood and vowed to serve the empire together. 

The oath established the heroic bond between the three protagonists and embodied the ideals of loyalty and righteousness that remained central throughout Romance of the Three Kingdoms. As political chaos spread across China, military conflicts intensified and rival leaders competed for power, making their unwavering friendship and loyalty even more significant.

Cao Cao demonstrated some of the most effective political strategies. He recognised that military strength alone could not ensure success. Instead, he strengthened his authority by controlling Emperor Xian, the last emperor of the Han Dynasty.

 By ruling in the emperor’s name, he gained legitimacy and attracted support from officials who remained loyal to the Han government. This strategy enabled him to expand his influence while maintaining the appearance of serving the empire. His actions illustrated the importance of political legitimacy in gaining and maintaining power.

Zhuge Liang, Liu Bei’s chief adviser, was renowned for his wisdom, foresight and strategic thinking. He carefully analysed situations before making decisions and often preferred diplomacy and planning over direct confrontation. His ability to predict outcomes and design effective strategies earned him great respect throughout China.

One of Zhuge Liang’s most famous tactics was the Empty Fort Strategy. When he faced a much larger enemy force, he lacked enough troops to defend the city. Instead of retreating, he ordered the city gates to remain open and calmly sat on the wall playing a musical instrument. 

The enemy commander suspected a hidden trap and withdrew his troops. This incident demonstrated how intelligence, confidence and psychological understanding could sometimes achieve victory without fighting.

The Battle of Red Cliffs represented a major turning point in the novel. Cao Cao attempted to unify China through military conquest and commanded a massive army. Recognising the threat, Liu Bei and Sun Quan formed an alliance because neither kingdom could defeat Cao Cao alone. Through careful planning and coordination, their allied forces destroyed Cao Cao’s fleet and prevented him from conquering southern China. The battle highlighted the political value of alliances and collective action.

Diplomacy played an important role throughout the novel. Leaders frequently negotiated treaties, exchanged envoys and formed partnerships to achieve their goals.

 Zhuge Liang excelled in diplomatic missions and often used persuasion to secure political support. His negotiations with Sun Quan helped establish the alliance that later succeeded at Red Cliffs. These events demonstrated that communication and negotiation were essential political skills.

The novel emphasised the importance of talent, loyalty, intelligence and effective governance. Cao Cao strengthened the Kingdom of Wei by recruiting capable advisers and generals based on merit rather than social status. His ability to recognise talent became a key factor in his success.

 Loyalty was an important theme. Liu Bei earned the support of his followers through kindness, honesty and moral leadership while Cao Cao relied on discipline and strong administration. Despite their different approaches, both understood that loyalty was essential for political stability.

Intelligence gathering also played a vital role. Leaders used spies and information networks to monitor enemies and make informed decisions. Zhuge Liang consistently relied on careful planning and accurate intelligence before carrying out his strategies, demonstrating the value of preparation and knowledge.

The novel also showed the consequences of political failures. Rivalries, succession disputes and internal conflicts weakened the kingdoms over time. After capable leaders died, their successors often struggled to maintain unity and stability. As a result, the kingdoms gradually declined, illustrating that long-term success depended on strong leadership, effective governance and stable institutions.

In conclusion, Romance of the Three Kingdoms provided timeless lessons on leadership, strategy, diplomacy and governance during one of the most turbulent periods in Chinese history. 

Through the experiences of Liu Bei, Cao Cao, Sun Quan and Zhuge Liang, the novel demonstrated the importance of legitimacy, alliances, intelligence, meritocracy and loyalty in achieving political success. Its blend of history and strategic thinking continues to inspire readers today. 

I highly recommend this novel to business administration and political science students as many of its principles remain relevant to modern leadership, business management and politics.

The views expressed here are those of the writer and do not necessarily represent the views of Sarawak Tribune. The writer can be reached at drjohnlau@gmail.com.

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